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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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Conduct of Business Module (COB) [VER33/07-19]
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  • Additional Information: Derivatives

    • COB A3.1.2

      For the purposes of COB Rule 6.9.2, and in relation to TransactionsG in DerivativesG , an Authorised FirmG must include the following additional information:

      (a) the maturity, delivery or expiry date of the DerivativeG ;
      (b) in the case of an OptionG , the date of exercise or a reference to the last exercise date;
      (c) whether the exercise creates a sale or purchase in the underlying asset;
      (d) the strike price of the OptionG ; and
      (e) if the TransactionG closes out an open FuturesG position, all essential details required in respect of each contract comprised in the open position and each contract by which it was closed out and the profit or loss to the ClientG arising out of closing out that position (a difference account).
      Derived from DFSA RM56/2008 (Made 1st July 2008). [VER14/07-08]