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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
General Module (GEN) [VER44/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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  • GEN 4.2.11

    An Authorised FirmG must have a corporate governance framework as appropriate to the nature, scale and complexity of its business and structure, which is adequate to promote the sound and prudent management and oversight of the Authorised Firm'sG business and to protect the interests of its customers and stakeholders.

    [Added] DFSA RM43/2007 (Made 1st June 2007). [VER14/06-07]
    [Amended] DFSA RM95/2012 (Made 14th June 2012). [VER29/06-12]

    • GEN 4.2.11 Guidance

      Corporate governance framework encompasses structural and procedural arrangements such as systems, policies and practices that are put in place to promote good governance and include the specific measures required under GEN Rule 5.3.30.

      [Added] DFSA RM95/2012 (Made 14th June 2012). [VER29/06-12]