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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Rulemaking Instruments
2007
Media Releases
Notices
Financial Markets Tribunal
Archive

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  • 2007

    • RM55/2007 RAC Fees Amendment Rules Instrument (No. 55) 2007

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having concluded that it would be prejudicial to the interests of the Dubai International Financial Centre to delay the making of these rules in order to allow public consultation to be undertaken, hereby make the rules in the appendix to this instrument.

      Commencement

      This instrument shall come into force on the 1 December 2007.

      Amendments to Modules

      (1) Fees Rules Module (FER) — FER/VER1/12-07 is amended in accordance with the Appendix to this instrument.
      (2) Note that the version number of this Module, as amended by this instrument, is not altered as the Module is created under Rule Making Instrument (No. 52) on the same date as these amendments come into force.

      Citation

      (3) This instrument may be cited as the RAC Fees Amendment Rules Instrument (No. 55) 2007.

      By Order of the Board

      Mr Abdullah Saleh
      Chairman

      November 2007
      RM 55/2007

    • RM54/2007 Electronic Prudential Reporting System Amendment Rules Instrument (No. 54) 2007

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having concluded that it would be prejudicial to the interests of the Dubai International Financial Centre to delay the making of these rules in order to allow public consultation to be undertaken, hereby make the rules in the appendices to this instrument. The appendices to this instrument also contain the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement

      This instrument shall come into force on the 1 December 2007.

      Amendments to Rulebook Modules

      (1) Prudential — Investment, Insurance Intermediation and Banking Business Module (PIB) — PIB/VER12/11-07 is amended in accordance with Appendix 1 to this instrument and the Module as amended by this instrument may be identified by the following reference — PIB/VER13/12-07.
      (2) Prudential — Insurance Business Module (PIN) — PIN/VER8/11-07 is amended in accordance with Appendix 2 to this instrument and the Module as amended by this instrument may be identified by the following reference — PIN/VER9/12-07.

      Citation

      (3) This instrument may be cited as the Electronic Prudential Reporting System Amendment Rules Instrument (No. 54) 2007.

      By Order of the Board

      Mr Abdullah Saleh
      Chairman

      David Knott
      Chief Executive

      November 2007
      RM 54/2007

    • RM53/2007 Miscellaneous Amendments (Malaysian Islamic Funds) Rules Instrument (No. 53) 2007

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having concluded that it would be prejudicial to the interests of the Dubai International Financial Centre to delay the making of these rules in order to allow public consultation to be undertaken in respect of certain rules, hereby make the rules in the appendix to this instrument.

      Commencement

      This instrument shall come into force on the 1 December 2007.

      Amendments to Modules

      (1) Conduct of Business Module (COB) — COB/VER12/10-07 is amended in accordance with the appendix to this instrument and the Module as amended by this instrument may be identified by the following reference — COB/VER13/12-07.

      Citation

      (2) This instrument may be cited as the Miscellaneous Amendments (Malaysia Islamic Funds) (No. 53) Rules Instrument 2007.

      By Order of the Board

      Mr Abdullah Saleh
      Chairman

      November 2007
      RM 53/2007

    • RM52/2007 Fees Rules Instrument (No. 52) 2007

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules in the appendices to this instrument. The appendices to this instrument also contain the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement

      This instrument shall come into force on the 1 December 2007.

      Amendments to Rulebook Modules

      (1) Collective Investment Rules Module (CIR) CIR/VER6/07-07 is amended in accordance with Appendix 2 to this instrument and the Module as amended by this instrument may be identified by the following reference — CIR/VER7/12-07.
      (2) Recognition (REC) — REC/VER3/01-07 is amended in accordance with Appendix 3 to this instrument and the Module as amended by this instrument may be identified by the following reference — REC/VER4/12-07.
      (3) Ancillary Service Providers Module (ASP) — ASP/VER5/06-07 is amended in accordance with Appendix 4 to this instrument and the Module as amended by this instrument may be identified by the following reference — ASP/VER6/12-07.
      (4) Offered Securities Rules Module (OSR) — OSR/VER9/09-07 is amended in accordance with Appendix 5 to this instrument and the Module as amended by this instrument may be identified by the following reference — OSR/VER10/12-07.
      (5) General Module (GEN) — GEN/VER17/11-07 is amended in accordance with Appendix 6 to this instrument and the Module as amended by this instrument may be identified by the following reference — GEN/VER18/12-07.
      (6) Authorised Market Institutions Module (AMI) — AMI/VER4/10-07 is amended in accordance with Appendix 7 to this instrument and the Module as amended by this instrument may be identified by the following reference — AMI/VER5/12-07.
      (7) Takeover Rules Module (TKO) — TKO/VER2/02-07 is amended in accordance with Appendix 8 to this instrument and the Module as amended by this instrument may be identified by the following reference — TKO/VER3/12-07.

      Citation

      (8) This instrument may be cited as the Fees Rules Instrument (No. 52) 2007.
      (9) Appendix 1 to this instrument may be cited as the Fees Rules or FER.
      (10) This version of Rules in Appendix 1 to this instrument may be identified by the following reference — FER/VER1/12-07.

      By Order of the Board

      Mr Abdullah Saleh
      Chairman

      David Knott
      Chief Executive

      September 2007
      RM 52/2007

    • RM51/2007 Electronic Prudential Reporting System Rules Instrument (No. 51) 2007

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the Rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules in the Appendices to this instrument. The Appendices to this instrument also contain the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement

      This instrument shall come into force on the 1 November 2007.

      Amendments to Rulebook Modules

      (1) General Module (GEN) — GEN/VER16/10-07 is amended in accordance with Appendix 1 to this instrument and the Module as amended by this instrument may be identified by the following reference — GEN/VER17/11-07.
      (2) Prudential — Investment, Insurance Intermediation and Banking Business Module (PIB) — PIB/VER11/10-07 is amended in accordance with Appendix 2 to this instrument and the Module as amended by this instrument may be identified by the following reference — PIB/VER12/11-07.
      (3) Prudential — Insurance Business Module (PIN) — PIN/VER7/10-07 is amended in accordance with Appendix 3 to this instrument and the Module as amended by this instrument may be identified by the following reference — PIN/VER8/11-07.

      Citation

      (4) This instrument may be cited as the Electronic Prudential Reporting System Rules Instrument (No. 51) 2007.

      By Order of the Board

      Mr Abdullah Saleh
      Chairman

      David Knott
      Chief Executive

      September 2007
      RM 51/2007

    • RM50/2007 Miscellaneous Amendments Rules Instrument (No. 50)

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, having concluded that it would be prejudicial to the interests of the Dubai International Financial Centre to delay the making of these rules in order to allow public consultation to be undertaken in respect of the rules, hereby make the rules in the Appendices to this instrument. The Appendices to this instrument also contain the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement

      This instrument shall come into force on the 1 October 2007.

      Amendments to Rulebook Modules

      (1) Authorised Market Institutions Module (AMI) — AMI/VER3/06-07 is amended in accordance with Appendix 1 to this instrument and the Module as amended by this instrument may be identified by the following reference — AMI/VER4/10-07.
      (2) Anti Money Laundering Module (AML) — AML/VER3/06-07 is amended in accordance with Appendix 2 to this instrument and the Module as amended by this instrument may be identified by the following reference — AML/VER4/10-07
      (3) Authorisation Module (AUT) — AUT/VER8/06-07 is amended in accordance with Appendix 3 to this instrument and the Module as amended by this instrument may be identified by the following reference — AUT/VER9/10-07.
      (4) Conduct of Business Module (COB) — COB/VER11/07-07 is amended in accordance with Appendix 4 to this instrument and the Module as amended by this instrument may be identified by the following reference — COB/VER12/10-07
      (5) Glossary Module (GLO) — GLO/VER15/09-07 is amended in accordance with Appendix 5 to this instrument and the Module as amended by this instrument may be identified by the following reference — GLO/VER16/10-07.
      (6) Prudential — Investment, Insurance Intermediation and Banking Business Module (PIB) — PIB/VER10/07-07 is amended in accordance with Appendix 6 to this instrument and the Module as amended by this instrument may be identified by the following reference — PIB/VER11/10-07.
      (7) Prudential — Insurance Business Module (PIN) — PIN/VER6/07-07 is amended in accordance with Appendix 7 to this instrument and the Module as amended by this instrument may be identified by the following reference — PIN/VER7/10-07.

      Citation

      (8) This instrument may be cited as the Miscellaneous Amendments Rules Instrument (No. 50) 2007.

      By Order of the Board

      Mr Abdullah Saleh
      Chairman

      David Knott
      Chief Executive

      September 2007
      RM 50/2007

    • RM49/2007 Generic Advice and Referral Rules Instrument (No. 49) 2007

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules in the Appendices to this instrument. The Appendices to this instrument also contain the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement

      This instrument shall come into force on the 1 October 2007.

      Amendments to Rulebook Modules

      (1) General Module (GEN) — GEN/VER15/07-07 is amended in accordance with Appendix 1 to this instrument and the Module as amended by this instrument may be identified by the following reference — GEN/VER16/10-07.
      (2) Conduct of Business Module (COB) — COB/VER11/07-07 is amended in accordance with Appendix 2 to this instrument and the Module as amended by this instrument may be identified by the following reference — COB/VER12/10-07.
      (3) Glossary Module (GLO) — GLO/VER15/07-07 is amended in accordance with Appendix 3 to this instrument and the Module as amended by this instrument may be identified by the following reference — GLO/VER16/10-07.

      Citation

      (4) This instrument may be cited as the Generic Advice and Referral Rules Instrument (No. 49) 2007.

      By Order of the Board

      Mr Abdullah Saleh
      Chairman

      David Knott
      Chief Executive

      September 2007
      RM 49/2007

    • RM48/2007 Insurance Securitisation Rules Instrument (No. 48) 2007

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules in the Appendices to this instrument. The Appendices to this instrument also contain the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement

      This instrument shall come into force on the 1 October 2007.

      Amendments to Rulebook Modules

      (1) Prudential — Insurance Business Module (PIN) — PIN/VER6/07-07 is amended in accordance with Appendix 1 to this instrument and the Module as amended by this instrument may be identified by the following reference — PIN/VER7/10-07.
      (2) General Module (GEN) — GEN/VER15/07-07 is amended in accordance with Appendix 2 to this instrument and the Module as amended by this instrument may be identified by the following reference — GEN/VER16/10-07.
      (3) Conduct of Business Module (COB) — COB/VER11/07-07 is amended in accordance with Appendix 3 to this instrument and the Module as amended by this instrument may be identified by the following reference — COB/VER12/10-07.
      (4) Glossary Module (GLO) — GLO/VER15/07-07 is amended in accordance with Appendix 4 to this instrument and the Module as amended by this instrument may be identified by the following reference — GLO/VER16/10- 07.

      Citation

      (5) This instrument may be cited as the Insurance Securitisation Rules Instrument (No. 48) 2007.

      By Order of the Board

      Mr Abdullah Saleh
      Chairman

      David Knott
      Chief Executive

      September 2007
      RM 48/2007

    • RM47/2007 Offers of Securities from the DIFC Rules Instrument (No. 47) 2007

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules in the Appendix to this instrument. The Appendix to this instrument also contain the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement

      This instrument shall come into force on the 13 September 2007.

      Amendments to Rulebook Modules

      (1) Offered Securities Rules (OSR) — OSR/VER8/06-07 is amended in accordance with the Appendix to this instrument and the Module as amended by this instrument may be identified by the following reference — OSR/VER9/09-07

      Citation

      (2) This instrument may be cited as the Offers of Securities from the DIFC Rules Instrument (No. 47) 2007.

      By Order of the Board

      Mr Abdullah Saleh
      Chairman

      David Knott
      Chief Executive

      September 2007
      RM 47/2007

    • RM46/2007 Insurance Prudential Regime Rules Instrument 2007

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the Rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules in the Annexes to this instrument. The Annexes to this instrument also contain the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement

      This instrument shall come into force on the 5 July 2007.

      Amendments to Rulebook Modules

      (1) Conduct of Business Module (COB) — COB/VER10/06-07 is amended in accordance with Annex A to this instrument and the Module as amended by this instrument may be identified by the following reference — COB/VER11/07-07.
      (2) General Module (GEN) — GEN/VER14/06-07 is amended in accordance with Annex B to this instrument and the Module as amended by this instrument may be identified by the following reference — GEN/VER15/07-07.
      (3) Prudential — Investment, Insurance Intermediation and Banking Business Module (PIB) — PIB/VER9/06-07 is amended in accordance with Annex C to this instrument and the Module as amended by this instrument may be identified by the following reference — PIB/VER10/07-07.
      (4) Prudential — Insurance Business Module (PIN) — PIN/VER5/06-07 is amended in accordance with Annex D to this instrument and the Module as amended by this instrument may be identified by the following reference — PIN/VER6/07-07.
      (5) Glossary Module (GLO) — GLO/VER14/06-07 is amended in accordance with Annex E to this instrument and the Module as amended by this instrument may be identified by the following reference — GLO/VER15/07-07.

      Citation

      (6) This instrument may be cited as the Insurance Prudential Regime Rules Instrument 2007.

      By Order of the Board

      Mr Abdullah Saleh
      Chairman

      David Knott
      Chief Executive

      June 2007
      RM 46/2007

    • RM45/2007 Mandatory Disclosure Statement (Islamic Funds) (Malaysia) Rules Instrument 2007

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having concluded that it would be prejudicial to the interests of the Dubai International Financial Centre to delay the making of these rules in order to allow public consultation to be undertaken in respect of certain rules, hereby make the rules in the Annexes to this instrument.

      Commencement

      This instrument shall come into force on the 1 July 2007.

      Amendments to Modules

      (1) Conduct of Business Module (COB) — COB/VER9/06-07 is amended in accordance with Annex A to this instrument and the Module as amended by this instrument may be identified by the following reference — COB/VER10/07-07.
      (2) Collective Investment Rules (CIR) — CIR/VER5/06-07 is amended in accordance with Annex B to this instrument and the Module as amended by this instrument may be identified by the following reference — CIR/VER6/07-07.

      Citation

      (3) This instrument may be cited as the mandatory disclosure statement (Islamic Funds) (Malaysia) Rules Instrument 2007

      By Order of the Board
      Mr Abdullah Saleh
      Chairman

      June 2007
      RM 45/2007

    • RM44/2007 PRU Decoupling Rules Instrument 2007

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having concluded that it would be prejudicial to the interests of the Dubai International Financial Centre to delay the making of these rules in order to allow public consultation to be undertaken in respect of certain rules, hereby make the rules in the Annexes to this instrument.

      Commencement

      This instrument shall come into force on the 1st June 2007.

      Amendments to Modules

      (1) The Prudential Returns Module (PRU) — PRU/VER1/06-06 is amended in accordance with Annex A to this instrument and the Module as amended by this instrument may be identified by the following reference — PRU/VER2/06-07.
      (2) The Prudential — Insurance Business Module (PIN) — PIN/VER4/02- 07 is amended in accordance with Annex B to this instrument and the Module as amended by this instrument may be identified by the following reference — PIN/VER5/06-07.
      (3) The Glossary Module (GLO) — GLO/VER13/02-07 is amended in accordance with Annex C to this instrument and the Module as amended by this instrument may be identified by the following reference — GLO/VER14/06-07.

      Citation

      (4) This instrument may be cited as the PRU Decoupling Rules Instrument 2007.

      By Order of the Board
      Mr Abdullah Saleh
      Chairman

      May 2007
      RM 44/2007

    • RM43/2007 Miscellaneous Amendments (International Standards) Rules Instrument 2007

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules in the Annexes to this instrument.

      Commencement

      This instrument shall come into force on the 1st June 2007.

      Amendments to Modules

      (1) The Offered Securities Rules Module (OSR) — OSR/VER7/02-07 is amended in accordance with Annex A to this instrument and the Module as amended by this instrument may be identified by the following reference — OSR/VER8/06-07.
      (2) The Collective Investment Rules Module (CIR) — CIR/VER4/02-07 is amended in accordance with Annex B to this instrument and the Module as amended by this instrument may be identified by the following reference — CIR/VER5/06-07.
      (3) The Supervision Module (SUP) — SUP/VER4/06-06 is amended in accordance with Annex C to this instrument and the Module as amended by this instrument may be identified by the following reference — SUP/VER5/06-07.
      (4) The Conduct of Business Module (COB) — COB/VER8/02-07 is amended in accordance with Annex D to this instrument and the Module as amended by this instrument may be identified by the following reference — COB/VER9/06-07.
      (5) The Prudential — Investment, Insurance Intermediation and Banking Business Module (PIB) — PIB/VER8/02-06 is amended in accordance with Annex E to this instrument and the Module as amended by this instrument may be identified by the following reference — PIB/VER9/06-07.
      (6) The Authorisations Module (AUT) — AUT/VER7/02-07 is amended in accordance with Annex F to this instrument and the Module as amended by this instrument may be identified by the following reference — AUT/VER8/06-07.
      (7) The Authorised Market Institutions Module (AMI) — AMI/VER2/09-05 is amended in accordance with Annex G to this instrument and the Module as amended by this instrument may be identified by the following reference — AMI/VER3/06-07.
      (8) The General Module (GEN) — GEN/VER13/02-07 is amended in accordance with Annex H to this instrument and the Module as amended by this instrument may be identified by the following reference — GEN/VER14/06-07.
      (9) The Prudential — Insurance Business Module (PIN) — PIN/VER4/02-07 is amended in accordance with Annex I to this instrument and the Module as amended by this instrument may be identified by the following reference — PIN/VER5/06-07.
      (10) The Ancillary Service Providers Module (ASP) — ASP/VER4/02-07 is amended in accordance with Annex J to this instrument and the Module as amended by this instrument may be identified by the following reference — ASP/VER5/06-07.
      (11) The Anti Money Laundering Module (AML) — AML/VER2/01-06 is amended in accordance with Annex K to this instrument and the Module as amended by this instrument may be identified by the following reference — AML/VER3/06-07.
      (12) The Glossary Module (GLO) — GLO/VER13/02-07 is amended in accordance with Annex L to this instrument and the Module as amended by this instrument may be identified by the following reference — GLO/VER14/06-07.

      Citation

      (13) This instrument may be cited as the Miscellaneous Amendments (International Standards) Rules Instrument 2007.

      By Order of the Board
      Mr Abdullah Saleh
      Chairman

      May 2007
      RM 43/2007

      Click here to download Annex A in PDF format.

      Click here to download Annex B in PDF format.

      Click here to download Annex C in PDF format.

      Click here to download Annex D in PDF format.

      Click here to download Annex E in PDF format.

      Click here to download Annex F in PDF format.

      Click here to download Annex G in PDF format.

      Click here to download Annex H in PDF format.

      Click here to download Annex I in PDF format.

      Click here to download Annex J in PDF format.

      Click here to download Annex K in PDF format.

      Click here to download Annex L in PDF format.

    • RM42/2007 Miscellaneous Amendments Rules Instrument 2007

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules in the Annexes to this instrument.

      Commencement

      This instrument shall come into force on the 15th of February 2007 (the 7th day after the day on which the DIFC Laws Amendment Law 2007 came into force).

      Amendments to Modules

      (1) The General Module (GEN) — GEN/VER12/11-06 is amended in accordance with the Annex to this instrument and the Module as amended by this instrument may be identified by the following reference — GEN/VER13/02-07.
      (2) The Enforcement Module (ENF) — ENF/VER1/09-04 is amended in accordance with the Annex to this instrument and the Module as amended by this instrument may be identified by the following reference — ENF/VER2/02-07.
      (3) The Conduct of Business Module (COB) — COB/VER7/08-06 is amended in accordance with the Annex to this instrument and the Module as amended by this instrument may be identified by the following reference — COB/VER8/02-07.
      (4) The Ancillary Service Providers Module (ASP) — ASP/VER3/06-06 is amended in accordance with the Annex to this instrument and the Module as amended by this instrument may be identified by the following reference — ASP/VER4/02-07.
      (5) The Prudential — Insurance Business Module (PIN) — PIN/VER3/08-06 is amended in accordance with the Annex to this instrument and the Module as amended by this instrument may be identified by the following reference — PIN/VER4/02-07.
      (6) The Prudential — Investment, Insurance Intermediation and Banking Business Module (PIB) — PIB/VER7/08-06 is amended in accordance with the Annex to this instrument and the Module as amended by this instrument may be identified by the following reference — PIB/VER8/02-07.
      (7) The Offered Securities Rules Module (OSR) — OSR/VER6/10-06 is amended in accordance with the Annex to this instrument and the Module as amended by this instrument may be identified by the following reference — OSR/VER7/02-07.
      (8) The Glossary Module (GLO) — GLO/VER12/01-07 is amended in accordance with the Annex to this instrument and the Module as amended by this instrument may be identified by the following reference — GLO/VER13/02-07.
      (9) The Price Stabilisation Module (PRS) — PRS/VER1/08-05 is amended in accordance with the Annex to this instrument and the Module as amended by this instrument may be identified by the following reference — PRS/VER2/02-07.
      (10) The Takeover Rules Module (TKO) — TKO/VER2/02-07 is amended in accordance with the Annex to this instrument and the Module as amended by this instrument may be identified by the following reference — TKO/VER2/02-07. Note that this amendment has already been incorporated into version 2 of the module by virtue of Rulemaking Instrument No 40, but this amendment comes into force in accordance with this instrument.
      (11) The Collective Investment Rules Module (CIR) — CIR/VER3/11-06 is amended in accordance with the Annex to this instrument and the Module as amended by this instrument may be identified by the following reference — CIR/VER4/02-07.

      Citation

      (12) This instrument may be cited as the Miscellaneous Amendments Rules Instrument 2007.

      By Order of the Board
      Dr Habib Al-Mulla
      Chairman

      February 2007
      RM 42/2007

      Click here to download the Annex in PDF format.

    • RM41/2007 Licensed Director Amendment Rules Instrument 2007

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules in the Annexes to this instrument.

      Commencement

      This instrument shall come into force on 8 February 2007.

      Amendments to Modules

      (1) The Authorisation Module (AUT) — AUT/VER6/08-06 is amended in accordance with the Annex to this instrument and the Module as amended by this instrument may be identified by the following reference — AUT/VER7/02-07.

      Citation

      (2) This instrument may be cited as the Licensed Director Amendment Rules Instrument 2007.

      By Order of the Board
      Dr Habib Al-Mulla
      Chairman

      February 2007
      RM 41/2007

      Click here to download the Annex in PDF format.

    • RM40/2007 Takeover Amendment Rules Instrument 2007

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules in the Annexes to this instrument.

      Commencement

      This instrument shall come into force on the 8 February 2007.

      Amendments to Modules

      (1) The Takeover Rules Module (TKO) — TKO/VER1/09-05 is amended in accordance with the Annex to this instrument and the Module as amended by this instrument may be identified by the following reference — TKO/VER2/02-07.
      (2) Note that the TKO Module (version 2) includes amendments to be made under Rulemaking Instrument No. 42, but which are not yet in force.

      Citation

      (3) This instrument may be cited as the Takeover Amendment Rules Instrument 2007.

      By Order of the Board
      Dr Habib Al-Mulla
      Chairman

      February 2007
      RM40/2007

      Click here to download the Annex in PDF format.

    • RM39/2007 Recognition Amendment Rules Instrument 2007

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules in the Annexes to this instrument.

      Commencement

      This instrument shall come into force on 25 January 2007.

      Amendments to Modules
      (1) The Recognition Module (REC) — REC/VER2/08-05 is amended in accordance with Annex A to this instrument and the Module as amended by this instrument may be identified by the following reference — REC/VER3/01-07.
      (2) The Glossary Module (GLO) — GLO/VER11/11-06 is amended in accordance with Annex B to this instrument and the Module as amended by this instrument may be identified by the following reference — GLO/VER12/01-07.
      Citation
      (3) This instrument may be cited as the Recognition Amendment Rules Instrument 2007.

      By Order of the Board
      Dr Habib Al-Mulla
      Chairman

      January 2007
      RM39/2007

      Click here to download Annex A in PDF format.

      Click here to download Annex B in PDF format.