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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
General Module (GEN) [VER44/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

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  • GEN 8.1.2

    Pursuant to Article 99(5) of the Regulatory LawG , an Authorised PersonG which is a Representative OfficeG is hereby exempt from the requirements in Article 99 of the Regulatory LawG relating to the appointment of an Auditor.G

    [Added] DFSA RM38/2006 (Made 28th November 2006). [VER12/11-06]
    [Amended] DFSA RM131/2014 (Made 21st August 2014). [VER34/06-14]

    • GEN 8.1.2 Guidance

      The DFSAG has exercised its power under Article 99(5) of the Regulatory LawG to exempt an Authorised PersonG which is a Representative OfficeG from the requirements in that Article. As a result, in accordance with the terms of Article 99(5), the Representative OfficeG also does not need to comply with other requirements in chapters 4, 5 and 6 of Part 8 of that Law.

      [Added] DFSA RM131/2014 (Made 21st August 2014). [VER34/06-14]