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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Glossary Module (GLO) [VER44/07-19]
GLO 2 Glossary
[ P ] [Parent—Public Sector Entities]
Prudential Context
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

Rich text Print
  • Prudential Context

    In relation to activities carried on by a Authorised Firm, the context in which the activities might have, or might reasonably be regarded as likely to have, a negative effect on:

    (a) confidence in the financial stability of the DIFC;
    (b) the ability of the Authorised Firm to meet the applicable DFSA requirements and standards relating to the Authorised Firm's financial resources; or
    (c) the fitness and propriety of the Authorised Firm to remain authorised.

    Derived from DFSA RM12/2004 (Made 16th September 2004). [VER1/09-04]