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Dubai Financial Services Authority (DFSA): Contents
Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) [VER16/07-19]
Authorised Market Institutions (AMI) [VER18/02-17]
Auditor Module (AUD) [VER3/02-17]
Conduct of Business Module (COB) [VER33/07-19]
Collective Investment Rules (CIR) [VER25/07-19]
Fees Module (FER) [VER20/02-19]
Fund Protocol Rules (FPR) [VER1/02-19]
General Module (GEN) [VER44/07-19]
Glossary Module (GLO) [VER44/07-19]
GLO 1 Introduction
GLO 2 Glossary
[ A ] [
Accepting Deposits
—Authorised Person]
[ B ] [Bank—Business Rules]
[ C ] [Capital Requirement—
Customer Due Diligence (CDD)
]
[ D ] [Dealing in Investments as Agent—
Dubai Law
]
[ E ] [Effecting Contracts of Insurance—External Fund Manager]
[ F ] [Family Entity—
Future
]
[ G ] [
GEN
—Guidance]
[ H ] [Hedge Fund—Holding Company]
[ I ] [IFR—Issuer]
[ J ] [Joint Forum]
[ K ] [Key Individual
—Key Information
]
[ L ] [Large Exposure—Long-Term Insurance Liabilities]
[ M ] [Major Acquisition—
Multilateral Trading Facility
]
Major Acquisition
Managing Assets
Mandatory Bid
Managing
a Collective Investment Fund
Managing a Profit Sharing Investment Account
Managing a PSIA
Market
Abuse
Market Counterparty
Market Maker
Market Price
Market Risk
Market Risk Capital Requirement
Markets Law
Markets Rules
Mark-up or Mark-down
Master Fund
Material Information [Deleted]
Maturity Ladder
[Deleted]
Maturity Method
[Deleted]
Maturity Mismatch
Member
Minimum Capital Requirement
Minimum Cellular Capital Requirement
Minimum Fund Capital Requirement
Minimum Non-Cellular Capital Requirement
Minimum Segmental Capital Requirement
MKT
MLRO
Modified Duration
[Deleted]
Money
Money Laundering
[Deleted]
Money Laundering Reporting Officer (MLRO)
Money Market Fund
MTF
Multilateral Development Bank
Multilateral Trading Facility
[ N ] [Net Outstanding Claims—Notice of Objection]
[ O ] [Offer—Owner's Equity]
[ P ] [Parent—Public Sector Entities]
[ Q ] [Qualifying Holding—Quiet Period]
[ R ] [Rated—Rulebook]
[ S ] [Safekeeping Arrangement—
Suspicious Transaction
]
[ T ] [Takaful Insurer—Trust Service Provider]
[ U ] [U.A.E.—
Unrestricted Profit Sharing Account
]
[ V ] [
Voluntary Bid
]
[ W ] [
Warrant
]
[ X ]
[ Y ]
[ Z ] [Zone 1—Zone 2]
Islamic Finance Rules (IFR) [VER13/12-18]
Markets Rules (MKT) [VER15/07-19]
Price Stabilisation Module (PRS) [VER7/04-18]
Prudential — Insurance Business Module (PIN) [VER15/01-18]
Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER33/02-19]
Recognition (REC) [VER12/01-18]
Representative Office Module (REP) [VER10/04-18]
Takeover Rules Module (TKO) [VER7/02-16]
Archive
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive
Connected by Complinet
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Money Laundering
[Deleted]
[Deleted] DFSA RM187/2016 (Made 7th December 2016). [VER37/02-17]