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RMI239/2019 Conduct of Business Module (COB) Rule-Making Instrument (No. 239) 2019
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  • RMI239/2019 Conduct of Business Module (COB) Rule-Making Instrument (No. 239) 2019

    Click here to view the Rulemaking Instrument in PDF format.

    The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

    Commencement:
    (1) This instrument is made on 20 February 2019 and hall come into force on 25 February 2019.
    Amendments to Modules:
    (2) The Conduct of Business Module (COB) – (COB VER31/09-18) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (COB VER32/02-19).
    Citation
    (3) This instrument may be cited as the Conduct of Business Module Rule-making Instrument (No. 239) 2019.
    (4) Appendix 1 to this instrument may be cited as the Conduct of Business Module or COB.

    By Order of the Board

    Saeb Eigner
    Chairman
              Bryan Stirewalt
    Chief Executive

    20 February 2019

    RMI 239/2019