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  • 10-2-2

    This policy is aimed primarily at entities which are authorised to carry on a Financial Service, which include applicants for Authorisation, or others which otherwise fall within the DFSA regulatory perimeter e.g. funds and trusts (referred to collectively as "firms" in this chapter). However, this policy will also be relevant to unregulated entities to the extent that such a person uses a name that suggests, or could suggest, that the person is authorised to carry on a Financial Service.

    Derived from Notice of Updates (Made 14th July 2015). July 2015 Edition