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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Rulebook Modules
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases

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  • AUD A3.1.1 Guidance

    Where an Authorised Firm does not hold or control any Insurance Monies as at the date on which the Authorised Firm's audited statement of financial position was prepared, the DFSA expects that a nil balance be stated to comply with Rule A3.1.1 (a) in this Appendix.

    Derived from DFSA RM130/2014 (Made 21st August 2014). [VER1/06-14]