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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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  • AUD A2.1.1 Guidance

    Where an Authorised Firm does not hold or control any Client Money as at the date on which the Authorised Firm's audited statement of financial position was prepared, the DFSA expects that a nil balance be stated to comply with Rule A2.1.1 (a) in this Appendix.

    Derived from DFSA RM130/2014 (Made 21st August 2014). [VER1/06-14]