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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Sourcebook Modules
Regulatory Policy and Process Sourcebook (RPP) February 2017 Edition
RPP 4 Supervisory and Enforcement Powers
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

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  • RPP 4-10-2

    Article 59 enables the DFSA to impose a restriction in respect of all functions or in respect of specific functions. The restriction may also apply to functions whether or not they are Licensed Functions. Whether a general restriction, or a more specific restriction, is imposed by the DFSA may depend on the facts of the matter, including:

    (a) the concerns upon which the DFSA determines that a natural person is not fit and proper to perform any functions; and
    (b) the need to protect the integrity of the DIFC and ensure the confidence of participants in the market.
    Derived from Notice of Updates (Made 20th December 2012). December 2012 Edition
    Amended (Made 21st August 2014). August 2014 Edition