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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Sourcebook Modules
Regulatory Policy and Process Sourcebook (RPP) February 2017 Edition
RPP 4 Supervisory and Enforcement Powers
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

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  • RPP 4-6-1

    Under Article 49, the DFSA may at any time by written notice to an Authorised Person on its own initiative, or at the request of an Authorised Person:

    (a) impose conditions and restrictions or additional conditions and restrictions on a Licence or in relation to a License endorsement; and
    (b) vary or withdraw conditions and restrictions imposed on a Licence or in relation to a License endorsement.4

    4 Article 49(1) and (2).

    Derived from Notice of Updates (Made 20th December 2012). December 2012 Edition
    Amended (Made 21st August 2014). August 2014 Edition