Home   Browse contents   View updates   Search  
     Quick search
Go
   

Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
General Module (GEN) [VER44/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

Rich text Print
  • GEN 6.4.2

    (1) An Authorised Person must take reasonable care to ensure that every key business document which is in connection with the Authorised Person carrying on a Financial Service in or from the DIFC includes one of the disclosures under this Rule.
    (2) A key business document includes letterhead whether issued by post, fax or electronic means, terms of business, client agreements, written promotional materials, business cards, prospectuses and websites but does not include compliment slips, account statements or text messages.
    (3) The disclosure required under this Rule is:
    (a) 'Regulated by the Dubai Financial Services Authority'; or
    (b) 'Regulated by the DFSA'.
    (4) The DFSA logo must not be reproduced without express written permission from the DFSA and in accordance with any conditions for use.
    (5) Rules GEN 6.4.2(1) to (4) also apply to the operation and administration of an Official List of Securities by an Authorised Market Institution.
    Derived from DFSA RM01/2004 (Made 16th September 2004). [VER1/09-04]
    [Amended] DFSA RM19/2005 (as from 19th April 2005). [VER3/04-05]
    Amended in accordance with Notice of Amendments to Legislation April 2011 [VER27/02-11]