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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Authorised Market Institutions (AMI) [VER18/02-17]
Part 3 Licensing Requirements
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

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  • AMI 5.3.7

    The Risk Officer function is carried out by an individual who:

    (a) has the overall responsibility for the risk management function in relation to the Financial Services carried on by the Authorised Market Institution; and
    (b) is a member of the Governing Body or a Senior Manager of the Authorised Market Institution.
    Derived from RM118/2013 [VER15/07-13]