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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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  • AMI 3.3.1

    (1) In regard to an application for approval for an individual to be granted Key Individual status, both the Authorised Market Institution and the individual must complete the appropriate form in AFN.
    (2) An Authorised Market Institution must be satisfied that the individual with respect to whom an application is submitted:
    (a) is competent in his proposed role;
    (b) has kept abreast of relevant market, product, technology, legislative and regulatory developments; and
    (c) is able to apply his knowledge.
    Derived from RM118/2013 [VER15/07-13]