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  • AMI 3.3.1

    (1) In regard to an application for approval for an individual to be granted Key Individual status, both the Authorised Market Institution and the individual must complete the appropriate form in AFN.
    (2) An Authorised Market Institution must be satisfied that the individual with respect to whom an application is submitted:
    (a) is competent in his proposed role;
    (b) has kept abreast of relevant market, product, technology, legislative and regulatory developments; and
    (c) is able to apply his knowledge.
    Derived from RM118/2013 [VER15/07-13]