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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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  • AMI 3.1.1

    This chapter applies to every Person who is an applicant for:

    (a) a Licence to be an Authorised Market Institution;
    (b) an endorsement to:
    (i) maintain an Official List of Securities;
    (ii) operate a Multilateral Trading Facility; or
    (iii) act as a Trade Repository; or
    (c) Key Individual status.
    Derived from RM118/2013 [VER15/07-13]