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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Rulebook Modules
Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) [VER16/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases

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  • AML 14.4.3

    Where the records referred to in Rule 14.4.1 are kept by the Relevant Person outside the DIFC, a Relevant Person must:

    (a) take reasonable steps to ensure that the records are held in a manner consistent with these Rules;
    (b) ensure that the records are easily accessible to the Relevant Person; and
    (c) upon request by the DFSA, ensure that the records are immediately available for inspection.
    Derived from RM117/2013 [VER9/07-13]
    [Amended] DFSA RM231/2018 (Made 6th June 2018) [VER15/07-18]