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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) [VER16/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
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  • AML 13.3.1

    A Relevant Person must ensure that where the Relevant Person's MLRO receives a notification under AML Rule 13.2.2, the MLRO, without delay:

    (a) inquires into and documents the circumstances in relation to which the notification made under AML Rule 13.2.2 was made;
    (b) determines whether in accordance with Federal AML legislation a Suspicious Activity Report must be made to the FIU and documents such determination;
    (c) if required, makes a Suspicious Activity Report to the FIU as soon as practicable; and
    (d) notifies the DFSA of the making of such Suspicious Activity Report immediately following its submission to the FIU.
    Derived from RM117/2013 [VER9/07-13]
    [Amended] DFSA RM196/2016 (Made 7th December 2016). [VER13/02-17]
    [Amended] DFSA RM223/2018 (Made 18th April 2018). [VER14/07-18]
    [Amended] DFSA RM258/2019 (Made 26th June 2019). [VER16/07-19]