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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) [VER15/07-18]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

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  • AML 11.2.1

    (1) A Relevant Person must appoint an individual as MLRO, with responsibility for implementation and oversight of its compliance with the Rules in this module, who has an appropriate level of seniority and independence to act in the role.
    (2) The MLRO in (1) and AML Rule 11.2.5 must be resident in the U.A.E., except in the case of the MLRO for a Registered Auditor.
    Derived from RM117/2013 [VER9/07-13]
    [Amended] RM196/2016 (Made 7th December 2016). [VER13/02-17]