Home   Browse contents   View updates   Search  
     Quick search
Go
   

Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Rulemaking Instruments
2013
RM123/2013 Conduct of Business Module (COB) Instrument (No. 123) 2013
Media Releases
Notices
Financial Markets Tribunal
Archive

Rich text Print
  • RM123/2013 Conduct of Business Module (COB) Instrument (No. 123) 2013

    Click here to view the Rulemaking Instrument in PDF format.

    The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

    Commencement:

    (1) This instrument is made on 13 June 2013 and shall come into force on 14 July 2013.

    Amendments to Modules:

    (2) The Conduct of Business module – (COB/VER21/12-12) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (COB/VER22/07-13).

    Citation:

    (3) This instrument may be cited as the Conduct of Business Rule-making Instrument (No. 123) 2013.
    (4) Appendix 1 to this instrument may be cited as the Conduct of Business module or COB.

    By Order of the Board

    Saeb Eigner
    Chairman
          Ian Johnston
    Chief Executive

    13 June 2013
    RM123/2013


    Click here to view Appendix 1 in PDF format.