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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Markets Rules (MKT) [VER15/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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  • MKT 2.12.1 Guidance

    The requirements relating to Financial Promotions in Rule 2.12.1 do not apply, due to the definitional exclusion provided in Article 12(1) of the Law, to any communication:

    a. made in connection with the trading of Securities on an Authorised Market Institution or Regulated Exchanges;
    b. made for the purposes of complying with the on-going reporting requirements of an Authorised Market Institution or the DFSA; or
    c. which is an Exempt Communication as defined in Rule 2.2.1.
    Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]