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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Markets Rules (MKT) [VER15/07-19]
Sourcebook Modules
Consultation Papers
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DFSA Codes of Practice
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Financial Markets Tribunal
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  • MKT 2.12.1

    (1) A Person who makes a Prospectus Offer must not, and must ensure that any agent of that Person or a member of its Group or other Persons associated or connected with the Prospectus Offer do not, during the Offer Period, make a Financial Promotion relating to a Prospectus Offer unless the Financial Promotion:
    (a) states that a Prospectus has been approved by the DFSA and published or is to be published; and
    (b) gives an address from which a Prospectus is or will be made available in the DIFC or provides a link to a website from which the Prospectus can be accessed.
    (2) Where a Person making a Prospectus Offer uses a Prospectus that comprises multiple documents as provided in Rule 2.5.1(1), the obligation to give or provide access to a Prospectus in (1)(b) means giving or providing access to all the documents comprising the Prospectus.
    Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]