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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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Markets Rules (MKT) [VER15/07-19]
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  • MKT 2.9.1

    (1) If, during the currency of the Prospectus:
    (a) there is a significant change in, or a material mistake or inaccuracy affecting, any matter contained in the Prospectus; or
    (b) a significant new matter arises,
    the Person making the Prospectus Offer must produce a Supplementary Prospectus in accordance with the requirements in this Rule.
    (2) For the purpose of (1), 'significant' or 'material' means information which an investor would reasonably require for the purpose of making an informed assessment relating to the Securities to which the Prospectus relates.
    (3) In the case of a Prospectus Offer, the Person required to produce the Supplementary Prospectus under (1) must:
    (a) make a clear statement that it is a Supplementary Prospectus;
    (b) comply with the requirements in section 2.6 relating to the approval of a Supplementary Prospectus; and
    (c) ensure that the Supplementary Prospectus is available until the end of the Offer Period:
    (i) in the same media and through the same channels as the original Prospectus; and
    (ii) to each offeree free of charge; and
    (d) provide the Supplementary Prospectus without undue delay to each Person who has subscribed for or offered to purchase the Securities in reliance on the initial Prospectus.
    (4) For the purposes of complying with (3), if the Prospectus comprises a Registration Statement and a Securities Note, the Supplementary Prospectus must consist of an updated Registration Statement and Securities Note.
    Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]