Home   Browse contents   View updates   Search  
     Quick search
Go
   

Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Archive
Rulebook Modules
Markets Rules (MKT) [VER15/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices

Rich text Print
  • MKT 2.6.1

    (1) For the purposes of Article 14(2) of the Law, a Person intending to make a Prospectus Offer ("the applicant") must, subject to (2), (3) and (4), submit to the DFSA:
    (a) a completed application using the appropriate form set out in AFN and the relevant fee prescribed in FER;
    (b) a Prospectus that meets the requirements in section 2.5;
    (c) a statement identifying where in the Prospectus the information required in the relevant paragraphs of App1 has been included and, where subsequent drafts or versions of the Prospectus are submitted, a marked-up version showing the changes from the previous version submitted to the DFSA;
    (d) if information is incorporated in the Prospectus by reference to another document, a copy of the information;
    (e) the identity of the Person who is or intends to be the Reporting Entity;
    (f) contact details of two individuals who are sufficiently knowledgeable about the content of the Prospectus to be able to answer queries of the DFSA during business hours; and
    (g) any other information that the DFSA may require.
    (2) The application in (1) must be submitted to the DFSA:
    (a) in the case of an applicant who has not made a previous Prospectus Offer, at least 20 business days prior to the intended date on which the applicant expects the Prospectus to be approved;
    (b) in other cases, at least 10 business days prior to the date on which the applicant expects the Prospectus to be approved; and
    (c) in the case of a Supplementary Prospectus, as soon as reasonably possible.
    (3) If the Prospectus comprises multiple documents, the application for approval must be made using the appropriate form in AFN in relation to one or more of those separate documents.
    (4) In the case of a Supplementary Prospectus, the application for approval must:
    (a) be made using the appropriate form in AFN;
    (b) accompanied by the relevant fee prescribed in FER; and
    (c) comply with the requirements in Rule 2.9.1.
    Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]
    [Amended] DFSA RM120/2013 (Made 14th July 2013). [VER4/07-13]