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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Markets Rules (MKT) [VER15/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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  • MKT 2.2.1

    For the purposes of Article 12(c) of the Law, in addition to the Exempt Communications specified in the Law, a communication is hereby prescribed by the DFSA as an Exempt Communication if it is made:

    (a) in connection with the trading of Securities that are listed and traded on a Regulated Exchange; and
    (b) in the ordinary course of business of an Authorised Firm or Recognised Member.
    Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]