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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Conduct of Business Module (COB) [VER32/02-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

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  • COB A5.3.5

    Where an Authorised Firm is aware that a Person may make a payment of Client Money to the Authorised Firm, it must take reasonable steps:

    (a) to ensure that such payment of Client Money is directed to a Client Account; and
    (b) to ensure that the Authorised Firm is notified by that Person of such payment as soon as reasonably practicable.
    Derived from DFSA RM56/2008 (Made 1st July 2008). [VER14/07-08]