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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Conduct of Business Module (COB) [VER33/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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  • COB 3.2.5

    An Authorised Firm must take reasonable steps to ensure that:

    (a) any marketing material intended for Professional Clients is not sent or directed to any Persons who are not Professional Clients; and
    (b) no Person communicates or otherwise uses the marketing material on behalf of the Authorised Firm in a manner that amounts to a breach of the requirements in this section.
    Derived from DFSA RM56/2008 (Made 1st July 2008). [VER14/07-08]