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RM50/2007 Miscellaneous Amendments Rules Instrument (No. 50)
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  • RM50/2007 Miscellaneous Amendments Rules Instrument (No. 50)

    The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, having concluded that it would be prejudicial to the interests of the Dubai International Financial Centre to delay the making of these rules in order to allow public consultation to be undertaken in respect of the rules, hereby make the rules in the Appendices to this instrument. The Appendices to this instrument also contain the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

    Commencement

    This instrument shall come into force on the 1 October 2007.

    Amendments to Rulebook Modules

    (1) Authorised Market Institutions Module (AMI) — AMI/VER3/06-07 is amended in accordance with Appendix 1 to this instrument and the Module as amended by this instrument may be identified by the following reference — AMI/VER4/10-07.
    (2) Anti Money Laundering Module (AML) — AML/VER3/06-07 is amended in accordance with Appendix 2 to this instrument and the Module as amended by this instrument may be identified by the following reference — AML/VER4/10-07
    (3) Authorisation Module (AUT) — AUT/VER8/06-07 is amended in accordance with Appendix 3 to this instrument and the Module as amended by this instrument may be identified by the following reference — AUT/VER9/10-07.
    (4) Conduct of Business Module (COB) — COB/VER11/07-07 is amended in accordance with Appendix 4 to this instrument and the Module as amended by this instrument may be identified by the following reference — COB/VER12/10-07
    (5) Glossary Module (GLO) — GLO/VER15/09-07 is amended in accordance with Appendix 5 to this instrument and the Module as amended by this instrument may be identified by the following reference — GLO/VER16/10-07.
    (6) Prudential — Investment, Insurance Intermediation and Banking Business Module (PIB) — PIB/VER10/07-07 is amended in accordance with Appendix 6 to this instrument and the Module as amended by this instrument may be identified by the following reference — PIB/VER11/10-07.
    (7) Prudential — Insurance Business Module (PIN) — PIN/VER6/07-07 is amended in accordance with Appendix 7 to this instrument and the Module as amended by this instrument may be identified by the following reference — PIN/VER7/10-07.

    Citation

    (8) This instrument may be cited as the Miscellaneous Amendments Rules Instrument (No. 50) 2007.

    By Order of the Board

    Mr Abdullah Saleh
    Chairman

    David Knott
    Chief Executive

    September 2007
    RM 50/2007