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Dubai Financial Services Authority (DFSA): Contents
Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) [VER16/07-19]
Authorised Market Institutions (AMI) [VER18/02-17]
Auditor Module (AUD) [VER3/02-17]
Conduct of Business Module (COB) [VER33/07-19]
Collective Investment Rules (CIR) [VER25/07-19]
Fees Module (FER) [VER20/02-19]
Fund Protocol Rules (FPR) [VER1/02-19]
General Module (GEN) [VER44/07-19]
GEN 1 Introduction
GEN 2 Financial Services
GEN 2A.
Definition of Financial Product in the General Prohibition Against Misconduct
GEN 3
Financial Promotions
GEN 3
[Deleted]
GEN 4 Core Principles
GEN 5 Management, Systems and Controls
GEN 6 General Provisions
GEN 7
Authorisation
GEN 8 Accounting and Auditing
GEN 8.1 Application
GEN 8.2
Financial statements and financial reporting
standards
GEN 8.3 Accounting records and regulatory returns
GEN 8.4 Appointment and termination of
Auditors
GEN 8.5 Co-operation with
Auditors
GEN 8.6
Audit reports
GEN 8.7 [Deleted]
GEN 8.8 [Deleted]
GEN 8.9 [Deleted]
GEN 8.10 [Deleted]
GEN 8.11 [Deleted]
GEN 8.12 [Deleted]
GEN 8.12 Guidance [Deleted]
GEN 8.12.1 [Deleted]
GEN 8.12.2 [Deleted]
GEN 8.12.3 [Deleted]
GEN 8.12.4 [Deleted]
GEN 8.12.5 [Deleted]
GEN 8.13 [Deleted]
GEN 8.14 [Deleted]
GEN 8.15 [Deleted]
GEN 8.16 [Deleted]
GEN 8.17 [Deleted]
GEN 8.18 [Deleted]
GEN 9
Complaints Handling and Dispute Resolution
GEN 10
Transitional Rules
GEN 11
Supervision
GEN 12
Business Transfer Schemes
GEN 13
Facilitating FinTech Innovation
GEN App1 Deposits
GEN App2 Investments
GEN App3
Best Practice Relating to Corporate Governance and Remuneration
GEN App4 Contracts of Insurance
GEN App5
Trade Repository
GEN App5 [Deleted]
GEN App6 [Deleted]
Glossary Module (GLO) [VER44/07-19]
Islamic Finance Rules (IFR) [VER13/12-18]
Markets Rules (MKT) [VER15/07-19]
Price Stabilisation Module (PRS) [VER7/04-18]
Prudential — Insurance Business Module (PIN) [VER15/01-18]
Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER33/02-19]
Recognition (REC) [VER12/01-18]
Representative Office Module (REP) [VER10/04-18]
Takeover Rules Module (TKO) [VER7/02-16]
Archive
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive
Connected by Complinet
Rich text
Print
GEN 8.12.3 [Deleted]
[Deleted] DFSA RM131/2014 (Made 21st August 2014). [VER34/06-14]
Laws
Dubai Financial Services Authority (DFSA)
Dubai Financial Services Authority (DFSA)