Dubai Financial Services Authority

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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)

Rulebook Modules

Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) [VER16/07-19]

Authorised Market Institutions (AMI) [VER18/02-17]

Auditor Module (AUD) [VER3/02-17]

Conduct of Business Module (COB) [VER33/07-19]

Collective Investment Rules (CIR) [VER25/07-19]

Fees Module (FER) [VER20/02-19]

Fund Protocol Rules (FPR) [VER1/02-19]

General Module (GEN) [VER44/07-19]

Glossary Module (GLO) [VER44/07-19]

GLO 1 Introduction

[ A ] [Accepting Deposits—Authorised Person]

[ B ] [Bank—Business Rules]

[ C ] [Capital Requirement—Customer Due Diligence (CDD)]

[ D ] [Dealing in Investments as Agent—Dubai Law]

[ E ] [Effecting Contracts of Insurance—External Fund Manager]

[ F ] [Family Entity—Future]

[ G ] [GEN—Guidance]

[ H ] [Hedge Fund—Holding Company]

[ I ] [IFR—Issuer]

[ J ] [Joint Forum]

[ K ] [Key Individual—Key Information]

[ L ] [Large Exposure—Long-Term Insurance Liabilities]

[ M ] [Major Acquisition—Multilateral Trading Facility]

[ N ] [Net Outstanding Claims—Notice of Objection]

[ O ] [Offer—Owner's Equity]

[ P ] [Parent—Public Sector Entities]

[ Q ] [Qualifying Holding—Quiet Period]

[ R ] [Rated—Rulebook]

Readily Realisable Securities

Real Estate Investment Trust

Recognised Body

Recognition Criteria

Recognised Jurisdiction

Recognised Jurisdiction Notice

Recognised Member

Recognised Person

Recognised Professional Body

Recognised Professional Qualification

Recognised Supervisory Authority

Recognition Notice [Deleted]

Reference Asset

Reference Entity

Registered Auditor

Registration Statement

Regulated Exchange

Regulated Financial Institution

Regulatory Announcement Services

Regulatory Appeals Committee [Deleted]

Regulatory Function

Regulatory Returns Auditor's Report

Related Party Transaction

Relevant Information

Relevant Person

Reporting Entity

Representative Office

Residual Maturity

Responsible Officer

Restricted Person

Restricted Profit Sharing Investment Accounts

Retail Customer [Deleted]

Revolving Securitisation [Deleted]

Rights and Interests [Deleted]

[ S ] [Safekeeping Arrangement—Suspicious Transaction]

[ T ] [Takaful Insurer—Trust Service Provider]

[ U ] [U.A.E.—Unrestricted Profit Sharing Account]

[ V ] [Voluntary Bid]

[ W ] [Warrant]

[ Z ] [Zone 1—Zone 2]

Islamic Finance Rules (IFR) [VER13/12-18]

Markets Rules (MKT) [VER15/07-19]

Price Stabilisation Module (PRS) [VER7/04-18]

Prudential — Insurance Business Module (PIN) [VER15/01-18]

Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER33/02-19]

Recognition (REC) [VER12/01-18]

Representative Office Module (REP) [VER10/04-18]

Takeover Rules Module (TKO) [VER7/02-16]

Sourcebook Modules

Consultation Papers

Policy Statements

DFSA Codes of Practice

Amendments to Legislation

Financial Markets Tribunal

Connected by Complinet

Recognised Professional Body
A full member of IFAC.

[Added][VER11/11-06]