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Dubai Financial Services Authority (DFSA): Contents
Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) [VER16/07-19]
Authorised Market Institutions (AMI) [VER18/02-17]
Auditor Module (AUD) [VER3/02-17]
Conduct of Business Module (COB) [VER33/07-19]
Collective Investment Rules (CIR) [VER25/07-19]
Fees Module (FER) [VER20/02-19]
Fund Protocol Rules (FPR) [VER1/02-19]
General Module (GEN) [VER44/07-19]
Glossary Module (GLO) [VER44/07-19]
GLO 1 Introduction
GLO 2 Glossary
[ A ] [
Accepting Deposits
—Authorised Person]
[ B ] [Bank—Business Rules]
[ C ] [Capital Requirement—
Customer Due Diligence (CDD)
]
[ D ] [Dealing in Investments as Agent—
Dubai Law
]
[ E ] [Effecting Contracts of Insurance—External Fund Manager]
[ F ] [Family Entity—
Future
]
[ G ] [
GEN
—Guidance]
[ H ] [Hedge Fund—Holding Company]
[ I ] [IFR—Issuer]
[ J ] [Joint Forum]
[ K ] [Key Individual
—Key Information
]
[ L ] [Large Exposure—Long-Term Insurance Liabilities]
[ M ] [Major Acquisition—
Multilateral Trading Facility
]
[ N ] [Net Outstanding Claims—Notice of Objection]
[ O ] [Offer—Owner's Equity]
[ P ] [Parent—Public Sector Entities]
[ Q ] [Qualifying Holding—Quiet Period]
[ R ] [Rated—Rulebook]
Rated
Rating Action
Rating Agency
Rating Analyst
Rating Subject
Readily Realisable Securities
Real Estate Investment Trust
Real Property
REC
Recognised Body
Recognition Criteria
Recognised Jurisdiction
Recognised Jurisdiction Notice
Recognised Member
Recognised Person
Recognised Professional Body
Recognised Professional Qualification
Recognised Supervisory Authority
Recognition
Recognition Notice
[Deleted]
Reference Asset
Reference Date
Reference Entity
Registered Auditor
Registration Statement
Regulated Exchange
Regulated Financial Institution
Regulation
Regulators
Regulatory Announcement Services
Regulatory Appeals Committee
[Deleted]
Regulatory Function
Regulatory Law
Regulatory Returns Auditor's Report
REIT
Related
Related Party
Related Party Transaction
Related Person
Relevant Information
Relevant Person
Remuneration
Reporting Entity
Representative Office
Residual Maturity
Responsible Officer
Restricted Person
Restricted Profit Sharing Investment Accounts
Retail Client
Retail Customer [Deleted]
Return
Revolving Securitisation
[Deleted]
Rho
[Deleted]
Rights and Interests [Deleted]
Risk Officer
Rule
Rulebook
[ S ] [Safekeeping Arrangement—
Suspicious Transaction
]
[ T ] [Takaful Insurer—Trust Service Provider]
[ U ] [U.A.E.—
Unrestricted Profit Sharing Account
]
[ V ] [
Voluntary Bid
]
[ W ] [
Warrant
]
[ X ]
[ Y ]
[ Z ] [Zone 1—Zone 2]
Islamic Finance Rules (IFR) [VER13/12-18]
Markets Rules (MKT) [VER15/07-19]
Price Stabilisation Module (PRS) [VER7/04-18]
Prudential — Insurance Business Module (PIN) [VER15/01-18]
Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER33/02-19]
Recognition (REC) [VER12/01-18]
Representative Office Module (REP) [VER10/04-18]
Takeover Rules Module (TKO) [VER7/02-16]
Archive
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive
Connected by Complinet
Rich text
Print
Recognised Professional Body
A full member of
IFAC
.
[Added][VER11/11-06]