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Apr 18 2006 - Jul 31 2006Aug 1 2006 - Jul 11 2010

71. Jurisdiction



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Without in anyway limiting the jurisdiction of the Regulatory Appeals Committee conferred upon it by or under the Regulatory Law 2004 or any other Law administered by the DFSA, the Regulatory Appeals Committee has additional jurisdiction in accordance with Article 27(2)(k) of the Regulatory Law 2004 to hear and determine any appeal where:

(a) an applicant appeals the decision of the DFSA in relation to an application for the registration of a Fund;
(b) a Fund or any member of its Governing Body appeals a decision of the DFSA in relation to the exercise of its power to withdraw the registration of the Fund;
(c) a Fund or any member of its Governing Body appeals the decision of the DFSA to issue vary or withdraw a notice to the Fund or to any member of its Governing Body or to make the requirement of the Fund or of any of the members of its Governing Body;
(d) a Fund or any member of its Governing Body appeals the decision of the DFSA in relation to the proposed alteration of a Fund under Part 9; or
(e) a Fund or any member of its Governing Body appeals the decision of the DFSA to issue a direction or a stop order under the Law.