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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
General Module (GEN) [VER44/07-19]
GEN 2 Financial Services
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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(2 versions)
Sep 1 2005 - Jul 13 2013Jul 14 2013 onwards

GEN 2.22.2

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

Past version: effective from Sep 1 2005 - Jul 13 2013.
To view other versions open the versions tab on the right.

To view past versions of this module in PDF format, please visit the Archive.

A PersonG does not carry on an activity of the kind specified in GEN Rule 2.22.1 if he as the operator of the facility:

(a) is a counterparty to every transaction effected on the facility;
(b) acts as a central counterparty accepting the risk of default of any of its ClientsG or otherwise becomes the guarantor of the performance of every transaction effected using the facility;
(c) exercises discretion as to how the buying or selling interests interact on the facility; or
(d) is an Authorised Market InstitutionG .