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Waivers and Modification Notices

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Past version: effective up to Jul 2 2006.
To view other versions open the versions tab on the right.

The DFSA is empowered, under Article 25 of the Regulatory Law, to waive or modify any DFSA rule upon application by a Person, if it considers it appropriate to do so. The DFSA will publish details of these waivers or modifications unless it is satisfied that it is inappropriate or unnecessary to do so.

Chapter 3 of the Supervision (SUP) module of the DFSA Rulebook outlines how a Person can apply for a waiver or modification. Application forms are available in the Prescribed Forms and Notices (PFN) module.