Dubai Financial Services Authority

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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)

Rulebook Modules

Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) [VER16/07-19]

Authorised Market Institutions (AMI) [VER18/02-17]

Auditor Module (AUD) [VER3/02-17]

Conduct of Business Module (COB) [VER33/07-19]

Collective Investment Rules (CIR) [VER25/07-19]

Fees Module (FER) [VER20/02-19]

Fund Protocol Rules (FPR) [VER1/02-19]

General Module (GEN) [VER44/07-19]

Glossary Module (GLO) [VER44/07-19]

GLO 1 Introduction

[ A ] [Accepting Deposits—Authorised Person]

[ B ] [Bank—Business Rules]

[ C ] [Capital Requirement—Customer Due Diligence (CDD)]

[ D ] [Dealing in Investments as Agent—Dubai Law]

[ E ] [Effecting Contracts of Insurance—External Fund Manager]

[ F ] [Family Entity—Future]

[ G ] [GEN—Guidance]

[ H ] [Hedge Fund—Holding Company]

[ I ] [IFR—Issuer]

[ J ] [Joint Forum]

[ K ] [Key Individual—Key Information]

[ L ] [Large Exposure—Long-Term Insurance Liabilities]

[ M ] [Major Acquisition—Multilateral Trading Facility]

[ N ] [Net Outstanding Claims—Notice of Objection]

[ O ] [Offer—Owner's Equity]

[ P ] [Parent—Public Sector Entities]

[ Q ] [Qualifying Holding—Quiet Period]

[ R ] [Rated—Rulebook]

[ S ] [Safekeeping Arrangement—Suspicious Transaction]

Safekeeping Arrangement [Deleted]

Safe Custody Auditor's Report

Safe Custody Investment

Safe Custody Provisions

Securities Note

Securities Underwriting Capital Requirement [Deleted]

Securities Exchange Bid

Securities Settlement System

Securitisation [Deleted]

Segregated Account

Segregated Client

Senior Executive Officer

Service Provider

Servicer [Deleted]

Shareholder Statement

Shari'a Supervisory Board

Shell Bank [Deleted]

Short Form Prospectus [Deleted]

Single Family Office

Soft Dollar Agreement

Solvency Reference Date

Special Purpose Vehicle

Special Resolution

Stabilisation Agent

Stabilisation Manager

Stabilisation Window

Statement by Directors

Statement of Recommended Practice (SORP)

Structured Product

SUP [Deleted]

Supplementary Notes

Supplementary Prospectus

Suspicious Activity Report (SAR)

Synthetic Securitisation [Deleted]

[ T ] [Takaful Insurer—Trust Service Provider]

[ U ] [U.A.E.—Unrestricted Profit Sharing Account]

[ V ] [Voluntary Bid]

[ W ] [Warrant]

[ Z ] [Zone 1—Zone 2]

Islamic Finance Rules (IFR) [VER13/12-18]

Markets Rules (MKT) [VER15/07-19]

Price Stabilisation Module (PRS) [VER7/04-18]

Prudential — Insurance Business Module (PIN) [VER15/01-18]

Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER33/02-19]

Recognition (REC) [VER12/01-18]

Representative Office Module (REP) [VER10/04-18]

Takeover Rules Module (TKO) [VER7/02-16]

Sourcebook Modules

Consultation Papers

Policy Statements

DFSA Codes of Practice

Amendments to Legislation

Financial Markets Tribunal

Connected by Complinet

Location: Dubai Financial Services Authority (DFSA) > Rulebook Modules > Glossary Module (GLO) [VER44/07-19] > GLO 2 Glossary > [ S ] [Safekeeping Arrangement—Suspicious Transaction] > SUP [Deleted]

Supplementary Notes

Versions
(2 versions)

Up to Apr 27 2011Apr 28 2011 onwards

SUP

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

Past version: effective up to Apr 27 2011.
To view other versions open the versions tab on the right.

To view past versions of this module in PDF format, please visit the Archive.

The Supervision module of the Rulebook^G .

Derived from DFSA RM12/2004 (Made 16th September 2004). [VER1/09-04]

Supplementary Notes