Home   Browse contents   View updates   Search  
     Quick search

Whole Section Print Print Manager Link

Fees Module (FER) [VER20/02-19]

View whole sectionWhole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

FER 1 Introduction
FER 1.1 Application
FER 1.2 General provisions
FER 2 Application Fees
FER 2.1 Application for a Licence
FER 2.2 Application to carry on additional Financial Services
FER 2.3 Application to register as a Registered Auditor or Audit Principal
FER 2.4 Application to register a Public Fund
FER 2.5 Notification of intention to be a Passported Fund
FER 2.5 [deleted]
FER 2.6 Application for Recognition as a Recognised Body or Recognised Member
FER 2.7 Applications relating to Authorised Individuals and Key Individuals
FER 2.8 Application to add a new cell to an existing PCC
FER 2.9 Application for admittance of Securities to the Official List
FER 2.10 Application Relating to a Business Transfer Scheme
FER 2.11 Application for a waiver or modification
FER 3 Annual Fees
FER 3.1 Authorised Firms (initial period)
FER 3.2 Authorised Firms (subsequent periods)
FER 3.3 Authorised Market Institutions (initial period)
FER 3.4 Authorised Market Institutions (subsequent periods)
FER 3.5 Registered Auditors (initial period)
FER 3.6 Registered Auditors (subsequent periods)
FER 3.7 Designated Non-Financial Businesses and Professions (initial period)
FER 3.8 Designated Non-Financial Businesses and Professions (subsequent periods)
FER 3.9 Domestic Funds (initial period)
FER 3.10 Domestic Funds (subsequent periods)
FER 3.10A Passported Fund
FER 3.11 Listed Entities
FER 3.12 Recognised Body (Initial and subsequent periods)
FER 3.13 Transitional
FER 4 Filing Fees
FER 4.1 Filing a Prospectus, Issue Note or other document for approval
FER 4.2 Filing a reference with the FMT
FER 4.3 Seeking consent to commence a regulatory proceeding before the FMT
FER 5 Takeover Fees
FER 5.1 Bid Documents
FER 6 Fees for Other Supervisory Events
Application to approve change of control
Request to withdraw a Licence
Opening a branch or subsidiary in another jurisdiction
FER 7 Late Returns
Fees for late returns or reports