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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Rulebook Modules
Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) [VER16/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases

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AML 13.3.1

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

Past version: effective from Oct 29 2018 - Jun 30 2019.
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To view past versions of this module in PDF format, please visit the Archive.

A Relevant PersonG must ensure that where the Relevant Person'sG MLROG receives a notification under AML Rule 13.2.2, the MLROG , without delay:

(a) inquires into and documents the circumstances in relation to which the notification made under AML Rule 13.2.2 was made;
(b) determines whether in accordance with Federal AML legislation a Suspicious Activity Report must be made to the FID and documents such determination;
(c) if required, makes a Suspicious Activity Report to the FID as soon as practicable; and
(d) notifies the DFSAG of the making of such Suspicious Activity Report immediately following its submission to the FID.
Derived from RM117/2013 [VER9/07-13]
[Amended] DFSA RM196/2016 (Made 7th December 2016). [VER13/02-17]
[Amended] DFSA RM223/2018 (Made 18th April 2018). [VER14/07-18]