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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Collective Investment Rules (CIR) [VER25/07-19]
Part 4 Core Rules Relating to Establishment and Management of Domestic Funds
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Whole Section Print Print Manager Link


  Versions
(2 versions)
 
Feb 1 2016 - Dec 17 2018Dec 18 2018 onwards

CIR 8.6A.1



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

Past version: effective from Feb 1 2016 - Dec 17 2018.
To view other versions open the versions tab on the right.

To view past versions of this module in PDF format, please visit the Archive.

(1) When the Fund ManagerG of a Public FundG Executes a TransactionG relating to a UnitG of the FundG , it must ensure that a confirmation note is sent to the UnitholderG as soon as possible and no later than two business days after the date of Execution of the TransactionG .
(2) The confirmation note must set out:
(a) the Fund Manager'sG name and address;
(b) the Unitholder'sG name;
(c) a description of the FundG ;
(d) the date and time of receipt of the request for the TransactionG to be executed and the method of payment;
(e) the nature of the TransactionG ;
(f) the number of UnitsG subject to the TransactionG ;
(g) the date, time and price at which it was executed;
(h) the reference valuation date;
(i) the gross value of the TransactionG , including charges for subscribing or net amount after charges for redemptions; and
(j) the total sum of commissions and expenses charged, and a breakdown of those commissions and charges.
[Added] RM158/2015 (Made 9th December 2015). [VER19/02-16]