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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Sourcebook Modules
Regulatory Policy and Process Sourcebook (RPP) February 2017 Edition
RPP 4 Supervisory and Enforcement Powers
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

Whole Section Print Print Manager Link


  Versions
(2 versions)
 
Dec 23 2012 - Aug 20 2014Aug 21 2014 onwards

RPP 4-12-1



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

Past version: effective from Dec 23 2012 - Aug 20 2014.
To view other versions open the versions tab on the right.

To view past versions of this module in PDF format, please visit the Archive.

The DFSA has the power in respect of an AuditorG to:

(a) withdraw its registration;9 or
(b) suspend its registration.10

9Article 98(3) of the Regulatory Law 2004

10Article 105 of the Regulatory Law 2004

Derived from Notice of Updates (Made 20th December 2012). December 2012 Edition