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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Sourcebook Modules
Regulatory Policy and Process Sourcebook (RPP) February 2017 Edition
RPP 4 Supervisory and Enforcement Powers
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

Whole Section Print Print Manager Link


  Versions
(2 versions)
 
Dec 23 2012 - Aug 20 2014Aug 21 2014 onwards

RPP 4-10-2



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

Past version: effective from Dec 23 2012 - Aug 20 2014.
To view other versions open the versions tab on the right.

To view past versions of this module in PDF format, please visit the Archive.

Article 58(1) of the Regulatory Law 2004 enables the DFSA to impose a restriction in respect of all functions or in respect of specific functions. Whether a general restriction or a more specific restriction is imposed by the DFSA may depend on the facts of the matter, including:

(a) the concerns upon which the DFSA determines that a natural person is not fit and proper to perform any functions; and
(b) the need to protect the integrity of the DIFCG and ensure the confidence of participants in the market.
Derived from Notice of Updates (Made 20th December 2012). December 2012 Edition