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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Rulebook Modules
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases

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(2 versions)
Jul 14 2013 - Aug 20 2014Aug 21 2014 onwards

AMI 3.3.2

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

Past version: effective from Jul 14 2013 - Aug 20 2014.
To view other versions open the versions tab on the right.

To view past versions of this module in PDF format, please visit the Archive.

In assessing whether an individual is fit and proper to be granted Key Individual StatusG to carry out Regulatory FunctionsG , the DFSAG may:

(a) make any enquiries which it considers appropriate, including enquiries independent of the applicant;
(b) require the Authorised Market InstitutionG or the individual to provide additional information;
(c) require any information provided by the Authorised Market InstitutionG or the individual to be verified in any way specified by the DFSAG ; and
(d) take into account any information which it considers appropriate.
Derived from RM118/2013 [VER15/07-13]