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Dubai Financial Services Authority (DFSA): Contents

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  Versions
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Jul 14 2013 - Apr 2 2016Apr 3 2016 onwards

COB 9.2.3 Guidance



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

Past version: effective from Jul 14 2013 - Apr 2 2016.
To view other versions open the versions tab on the right.

To view past versions of this module in PDF format, please visit the Archive.

1. The period of 30 days runs from the time the DFSAG has received all the relevant information to assess the application.

2. An ATS OperatorG should consider submitting its application for the DFSAG approval well in advance of the date on which a proposed amendment is intended to come into effect, especially in the case of significant material changes to its existing arrangements, to allow the DFSAG sufficient time to consider the application. If additional time is reasonably required to properly assess the impact of a proposed change due to its nature, scale and complexity, the DFSAG may make an appropriate extension of time beyond 30 days. Such an extension would be made in consultation with the applicant.

3. If a proposed material change remains not approved by the DFSAG within the 30 day period and the DFSAG has not expressly extended the period beyond 30 days, the ATS OperatorG may treat the proposed change as not being approved by the DFSAG , and on that basis, appeal such a decision to the Regulatory Appeals CommitteeG .

[Added] DFSA RM123/2013 (Made 13th June 2013) [VER22/07-13]