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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) [VER16/07-19]
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DFSA Codes of Practice
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AML 13.3.1



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

Past version: effective from Jul 14 2013 - Jan 31 2017.
To view other versions open the versions tab on the right.

To view past versions of this module in PDF format, please visit the Archive.

A Relevant PersonG must ensure that where the Relevant Person'sG MLROG receives a notification under Rule 13.2.2, the MLROG , without delay:

(a) investigates and documents the circumstances in relation to which the notification made under Rule 13.2.2 was made;
(b) determines whether in accordance with Federal Law No. 4 of 2002 a Suspicious Activity Report must be made to the AMLSCUG and documents such determination;
(c) if required, makes a Suspicious Activity Report to the AMLSCUG as soon as practicable; and
(d) notifies the DFSAG of the making of such Suspicious Activity Report immediately following its submission to the AMLSCUG .
Derived from RM117/2013 [VER9/07-13]