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Jul 5 2012 - Aug 20 2014Aug 21 2014 onwards

30. Application for an endorsement



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(1) An application for an endorsement on a Licence authorising an Authorised Market Institution to maintain an Official List of Securities may be made to the DFSA by:
(a) the Authorised Market Institution; or
(b) an applicant for a Licence to operate an Authorised Market Institution.
(2) The DFSA may grant or refuse to grant an application for an endorsement.
(3) When granting or refusing to grant an endorsement, the DFSA shall consider whether an Authorised Market Institution has listing rules that meet the requirements in Article 32 and whether it complies with any other relevant requirements that are imposed by this Law or the Rules.
(4) Upon refusing to grant an endorsement, the DFSA shall, without undue delay, inform the applicant in writing of such refusal and the reasons for such refusal.