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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
General Module (GEN) [VER44/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

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GEN 7.5.1

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

Past version: effective from Apr 28 2011 - Aug 15 2012.
To view other versions open the versions tab on the right.

To view past versions of this module in PDF format, please visit the Archive.

An Authorised FirmG must make the following appointments and ensure that they are held by one or more Authorised IndividualsG at all times:

(a) Senior Executive OfficerG ;
(b) Finance OfficerG ;
(c) Compliance OfficerG ; and
(d) Money Laundering Reporting OfficerG .