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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Rulebook Modules
Collective Investment Rules (CIR) [VER26/12-19 ]
Part 6 Rules Specific to Specialist Classes of Domestic Funds
CIR 13 Additional Requirements for Specialist Funds
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases

Whole Section Print Print Manager Link

(2 versions)
Jul 11 2010 - Jan 31 2016Feb 1 2016 onwards

CIR 13.4.12

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

Past version: effective from Jul 11 2010 - Jan 31 2016.
To view other versions open the versions tab on the right.

To view past versions of this module in PDF format, please visit the Archive.

(1) The following information in relation to Affected PersonG transactions must be disclosed to UnitholdersG and where appointed the TrusteeG , by the Fund ManagerG of the FundG :
(a) any beneficial interests of the Affected PersonG , and any changes thereof, in the FundG ; and
(b) any potential conflicts of interests involving the Affected PersonG and the measures implemented to address such conflicts.
(2) If the Fund ManagerG operates more than one FundG and a transaction involves two or more of the FundsG operated by the Fund ManagerG , such transactions between the FundsG will be Affected PersonG transactions for each of the FundsG involved in the transactions.
Derived from RM72/2010 (Made 11th July 2010). [VER13/07-10]