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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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General Module (GEN) [VER43/02-19]
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Jan 4 2009 - Jul 4 2012Jul 5 2012 onwards

GEN A2.4.1 Guidance



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1.  The terms and conditions that may be imposed on a declaration made by the DFSAG under GEN Rule A2.4.1(1) can include who should be the Reporting EntityG and the type of disclosure requirements that should apply to that Reporting EntityG .
2.  If any issuer of a new financial instrument has any doubt as to whether that instrument can be included in an Official List of SecuritiesG as a particular type of a SecurityG , that PersonG should first raise those issues with the relevant Authorised Market InstitutionG before making an application to the DFSAG for the exercise of the declaration power under this RuleG . The DFSAG has a discrete power to object to any proposed inclusion of a SecurityG in an Official List of SecuritiesG of an Authorised Market InstitutionG (see Article 17(14) of the Markets Law 2004).
[Added] DFSA RM62/2008 (Made 4th January 2009). [VER22/01-09]