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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
General Module (GEN) [VER44/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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(2 versions)
Jan 4 2009 - Jul 4 2012Jul 5 2012 onwards

GEN A2.4.1 Guidance

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

Past version: effective from Jan 4 2009 - Jul 4 2012.
To view other versions open the versions tab on the right.

To view past versions of this module in PDF format, please visit the Archive.

1.  The terms and conditions that may be imposed on a declaration made by the DFSAG under GEN Rule A2.4.1(1) can include who should be the Reporting EntityG and the type of disclosure requirements that should apply to that Reporting EntityG .
2.  If any issuer of a new financial instrument has any doubt as to whether that instrument can be included in an Official List of SecuritiesG as a particular type of a SecurityG , that PersonG should first raise those issues with the relevant Authorised Market InstitutionG before making an application to the DFSAG for the exercise of the declaration power under this RuleG . The DFSAG has a discrete power to object to any proposed inclusion of a SecurityG in an Official List of SecuritiesG of an Authorised Market InstitutionG (see Article 17(14) of the Markets Law 2004).
[Added] DFSA RM62/2008 (Made 4th January 2009). [VER22/01-09]