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Apr 18 2006 onwards

RM26/2006 Collective Investment Rules Instrument 2006



The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules in the Annexes to this instrument.

Commencement

(1) This instrument shall come into force on the day the Collective Investment Law 2006 comes into force.

Amendments to Modules

(2) The General Module (GEN) — GEN/VER7/01-06 is amended in accordance with Annex A to this instrument and the Module as amended by this instrument may be identified by the following reference — GEN/VER8/04-06.
(3) The Authorisation Module (AUT) — AUT/VER3/01-06 is amended in accordance with Annex B to this instrument and the Module as amended by this instrument may be identified by the following reference — AUT/VER4/04-06.
(4) The Conduct of Business Module (COB) — COB/VER4/01-06 is amended in accordance with Annex C to this instrument and the Module as amended by this instrument may be identified by the following reference — COB/VER5/04-06.
(5) The Prudential — Investment, Insurance Intermediation and Banking Business Module (PIB) — PIB/VER4/01-06 is amended in accordance with Annex D to this instrument and the Module as amended by this instrument may be identified by the following reference — PIB/VER5/04-06.
(6) The Offered Securities Module (OSR) — OSR/VER3/09-05 is amended in accordance with Annex E to this instrument and the Module as amended by this instrument may be identified by the following reference — OSR/VER4/04-06.
(7) The Glossary Module (GLO) — GLO/VER7/01-06 is amended in accordance with Annex F to this instrument and the Module as amended by this instrument may be identified by the following reference — GLO/VER8/04-06.

Citation

(8) This instrument may be cited as the Collective Investment Rules Instrument 2006.
(9) Annex G to this instrument may be cited as the Collective Investment Rules or CIR.
(10) This version of rules in Annex G to this instrument may be identified by the following reference — CIR/VER1/04-06

By Order of the Board
Dr Habib Al-Mulla
Chairman

March 2006
RM 26/2006

Click here to download Annex A in PDF format.

Click here to download Annex B in PDF format.

Click here to download Annex C in PDF format.

Click here to download Annex D in PDF format.

Click here to download Annex E in PDF format.

Click here to download Annex F in PDF format.

Click here to download Annex G in PDF format.