Dubai Financial Services Authority (DFSA): Contents
Dubai Financial Services Authority (DFSA)
Consultation Papers
Past Papers
Consultation Paper No. 107 Proposed Changes to the Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module
Consultation Paper No. 106 Regulation of Arranging, Representative Office Activities and Financial Promotions
Consultation Paper No. 94 Proposed Changes to the FMT Jurisdiction, to the DFSA's Supervisory Powers and to the DFSA's Approach to Decision Making
Consultation Paper No. 90 Proposed Changes to the FMT Jurisdiction and Enhancements to the DFSA's Enforcement Powers
Consultation Paper No. 89 Proposed Changes to the DFSA's Anti-Money Laundering and Ancillary Service Provider Regimes (Second Consultation)
Consultation Paper No. 86 Proposed Changes to the DFSA's Anti-Money Laundering and Ancillary Service Provider Regimes
Consultation Paper No.84 Proposed Enhancements to the DFSA Rulebook to meet International Best Practice Standards
Consultation Paper No. 81 The Exercise of Regulatory Powers, Enhancement to the Regulatory Law 2004 and RPP Sourcebook
Consultation Paper No. 79 Shari'a Governance and Accounting and Auditing Standards for Islamic Firms and Securities
Consultation Paper No. 77 Proposals Relating to Corporate Governance and Remuneration Standards Applicable to Authorised Persons
Consultation Paper No. 76 Proposed Changes to the Markets Law Regime Part 2 — Recognition and Auditing
Consultation Paper No. 74 Anti-Money Laundering Supervision in the DIFC and Enhancements to the Regulatory Law 2004
Consultation Paper No. 73 The Regulatory Policy and Processes Sourcebook and Enhancements to DFSA's Rulebook
Consultation Paper No. 62 Proposed Changes to the Markets Law in Relation to Powers of the DFSA to Maintain an Official List of Securities
Consultation Paper No. 55 Proposal to Enhance Rules Relating to Anti Money Laundering and Observance of Relevant United Nations Resolutions and Sanctions
Consultation Paper No. 44 Proposals Relating to Direct Long–Term Insurance, Credit Insurance and Group Supervision
Consultation Paper No. 43 Amendments Concerning the Financial Markets Tribunal and Regulatory Appeals Committee
Consultation Paper No. 42 Proposed Enhancements to the DFSA Rulebook to Meet International Best Practice Standards
Consultation Paper No. 41 Proposed Changes to DFSA Administered Legislation in Relation to the Definition of Day
Consultation Paper No. 40 Proposal to Remove the Requirement for a Licensed Director/Partner at the Head Office
Consultation Paper No. 35 Proposals to Extend the Annual Reporting Period Applicable to Reporting Entities
Consultation Paper No. 34 Proposals to Amend the Requirements Relating to Marketing and Selling of Foreign Funds
Consultation Paper No. 33 Proposals for an Investment Trust Law and Requirements Relating to Public Property Funds
Consultation Paper No. 32 Proposed Reduction of Capital Requirements for Brokers Acting as "Matched Principals"
Consultation Paper No. 27 Prudential — Investment, Insurance Intermediation and Banking Business (PIB) and Prescribed Forms and Notices (PFN)
Consultation Paper No. 12 The Authorized Market Institution, Recognition and Offered Securities Modules of the DFSA Rulebook
Consultation Paper No. 11 The law regulating Islamic financial business and The Islamic financial business module of the DFSA Rulebook
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May 3 2006 onwardsDownload this Consultation Paper in PDF format.
