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(2 versions)
Apr 1 2006 - Apr 27 2011Apr 28 2011 - Mar 22 2015

AFN AMI2 Application for a Waiver

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

Past version: effective from Apr 28 2011 - Mar 22 2015.
To view other versions open the versions tab on the right.

To view past versions of this module in PDF format, please visit the Archive.

Set out here are the preliminary notes relating to the form; click here to download the specific AFN form above in Word format.

Purpose of this form

An Authorised Market InstitutionG wishing to apply for a waiver of a RuleG must submit this form.


This form consists of six sections:

1. Authorised Market InstitutionG details
2. Details of waiver sought
3. Research and reasons
4. Publication
5. Additional information
6. Declaration and signature

Notes for completing this form

•  Defined terms are identified throughout this form by the capitalisation of the initial letter of a word or phrase and are defined in the Glossary module (GLOG ) of the DFSA's RulebookG .
•  Sections 1, 2, 3, 4 and 6 must be completed.
•  Please use section 5 if you wish to provide additional information that may clarify or support your answers in sections 1–4.
•  Questions must be fully answered and the use of abbreviations should be avoided.
•  Answers must be typed and the form must be signed by either the Authorised Market Institution's relevant Key IndividualG or DirectorG .
•  Please ensure any supporting documentation is clearly labelled and securely attached.
•  When completed, submit this application form in line with GEN section 11.2. You may send applications by post or hand delivered and addressed to your usual market contact.

The address for postal submission is:

PO BOX 75850
•  You can inspect published waivers on the DFSAG website: www.dfsa.ae