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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Glossary Module (GLO) [VER43/02-19]
GLO 2 Glossary
[ A ] [Accepting Deposits—Authorised Person]
Advisor
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

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Advisor



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

In relation to a FundG , a PersonG who is retained by the FundG , its Eligible CustodianG , a PersonG providing oversight or its Fund ManagerG under a commercial arrangement which is not a contract of service:

(a) to supply any of them with the advice in relation to the FundG as to the merits of investment opportunities or information relevant to the making of judgments about the merits of investment opportunities; or
(b) to exercise for any of the functions concerning the management of the Fund PropertyG .
[Added][VER8/04-06]
[Amended] DFSA RM56/2008 (Made 1st July 2008). [VER17/07-08]
[Amended] DFSA RM72/2010 (Made 11th July 2010) [VER23/07-10]